REGULATORY OPERATIONSRegulatory Operations is a global team that ensures that the firm is compliant with a wide range of non-financial regulatory reporting obligations. We partner with groups across the firm and industry to accurately represent firm and client order, execution and position information to regulators across a wide range of traded financial products and businesses. Our team prides itself on best-in class operational design and delivery of high quality controls to manage regulatory risk.From day one, team members play a vital role in upholding the three Operations principles of client focus, process innovation and risk management.HOW YOU WILL FULFILL YOUR POTENTIALExecute key risk and control processes to ensure compliance with non-financial regulatory reporting obligationsDevelop extensive subject matter expertise in major European regulations (eg. MIFID, EMIR, SFTR, FMIA, EBA)Consult on business and functional projects to facilitate compliant commercial activityOwn client relationships with a focus on excellent client regulatory serviceDevelop strong relationships with stakeholders in the business, Engineering, Compliance and Legal to support reporting functionsDelve into complex system infrastructure to understand impact of data flows and booking models on reporting qualityLeverage data analytical and automation tools to detect anomalies in reporting data and improve reporting processesDesign and lead the implementation of solutions to deliver best-in-class system and control frameworks qualityTrain and motivate colleagues to achieve personal and departmental business and risk targets.
REGULATORY OPERATIONS
Want more jobs like this?GetData and AnalyticsjobsinWarsaw, Polanddelivered to your inbox every week.
Want more jobs like this?
GetData and AnalyticsjobsinWarsaw, Polanddelivered to your inbox every week.
Get Jobs
