About this role:Wells Fargo is seeking a Senior Securities Operations RepresentativeIn this role, you will:Perform a variety of operational tasks for complex securities or process extensive knowledge of systemsProvide ideas for improving or implementing processesPerform moderately complex duties such as processing, researching inquires and reconciling transactionsReview time sensitive documentsProvide training or work direction to less experienced staffAddress compliance and corporate governance issues for the departmentLead or participate in projectsCollaborate and consult with peers, colleagues and managers to resolve issues and achieve goalsInteract with internal customersReceive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirementsResponsible for reviewing subscription documents. Once a subscription document has been screened and forwarded to the fund, a buy trade will be transacted in the client’s account.Once the Capital Account balance has been established responsible for activities like pricing information/rebill /capital call in coordination with Fund company.Identify why the product no longer meets the policy and work with the Financial Advisor/Branch to remove/transfer the investment away from the books and records.Redemption/Tender requests for custodial accounts must be reviewed for custodial sign off, completeness and then forwarded to the fund company for transacting. Upon receipt, the Alternative Investment Dept transacts a sell trade in the client account.The AI Ops team will utilize the Fund reporting to update the investments within the Investors accounts.Required Qualifications:
About this role:Wells Fargo is seeking a Senior Securities Operations RepresentativeIn this role, you will:
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