About this role:Wells Fargo is seeking a Senior Supervisory Control Specialist who will be a part of our CRG Centralized Review Team. You will be a key partner to Financial Advisors and act as the Qualified Supervisor reviewer of FA submitted customized and consolidated reporting items and carry out the firm and regulatory responsibilities that are associated with these reports.In this role you will:Serve as the Qualified Supervisor for reviewing and approving FA generated Custom and Consolidated Reports along with reviewing any additional documentation material to support the Custom/Consolidated report.Utilize firm systems and tools in support of the Custom and Consolidated Report review.Collaborate with the Divisional Governance team members to ensure a consistent and efficient execution of Compliance and Risk policies and procedures relating to Custom and Consolidated report review.Collaborate with supervision, legal, compliance, risk, WIM Centers of Excellence and leadership to identify risks and recommend solutions.Review and identify risks and trends and recommend and implement controls to mitigate risks while leveraging solid understanding of the firm’s policies and procedures.Assist in developing reporting related to trends in Custom and Consolidated report submissions.Identify training needs based on analysis as well as create and deliver training on an ongoing basis for field personnel as well as new hire team members.Assist in maintaining Operating Policy & Procedure documentation for Custom and Consolidated Report Review.Required Qualifications:
About this role:Wells Fargo is seeking a Senior Supervisory Control Specialist who will be a part of our CRG Centralized Review Team. You will be a key partner to Financial Advisors and act as the Qualified Supervisor reviewer of FA submitted customized and consolidated reporting items and carry out the firm and regulatory responsibilities that are associated with these reports.In this role you will:
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